Compliance Analyst

About the Company

A leading alternative investment manager is seeking a Compliance Analyst to join its London-based Compliance team. This is an excellent opportunity for an ambitious compliance professional looking to develop their career within a fast-paced investment management environment, gaining exposure to a broad range of regulatory and compliance matters.

About the Role

The Compliance Analyst will support the ongoing development and maintenance of the firm’s compliance framework.

Responsibilities

• Support the ongoing development and maintenance of the firm’s compliance framework.
• Assist in the delivery of the compliance monitoring programme, including thematic reviews and testing.
• Monitor regulatory developments and assess potential business impacts.
• Maintain compliance policies, procedures and registers.
• Assist with regulatory reporting and filings.
• Review marketing materials and financial promotions where required.
• Support compliance advisory activities across investment, operations, distribution and senior management teams.
• Assist with incident management, breaches and regulatory enquiries.
• Contribute to compliance training and awareness initiatives.

Qualifications

• 1–4 years’ experience within compliance, risk or regulatory functions in financial services.
• Understanding of the UK regulatory environment and FCA requirements.
• Experience within asset management, investment management, alternatives, private markets or financial services.
• Exposure to hedge funds or alternative investment managers would be viewed favourably.

Required Skills

• Strong analytical skills and attention to detail.
• Excellent communication and stakeholder management abilities.

Preferred Skills

• Relevant compliance qualification (or progress towards one) is advantageous.

Pay range and compensation package

Competitive salary and benefits package.

Equal Opportunity Statement

We are committed to diversity and inclusivity.

…