Registered Funds Mid-Level Associate Page Executive New York, GB
Job Description
- Provide legal counsel on matters related to investment management and regulatory compliance.
- Draft, review, and negotiate agreements, disclosures, and other legal documents.
- Advise on SEC, FINRA, and other regulatory requirements impacting the investment management industry.
- Collaborate with internal teams and external stakeholders to ensure compliance with industry standards.
- Support business development by identifying and mitigating legal risks in new initiatives.
- Stay updated on changes in laws and regulations affecting the professional services industry.
- Assist in managing disputes and litigation related to investment management operations.
- Provide training and guidance on compliance and legal best practices.
Full-time
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