Compliance Analyst

Working with a private, independent investment manager seeking a Compliance Analyst to join their London team on an initial 6-month contract. This is an excellent opportunity for someone with a strong background in Financial Promotions who is looking to broaden their experience within a collaborative compliance function. The role supports hybrid working and pays circa £50,000–£60,000 pro rata.

Key Responsibilities:

• Review and approve financial promotions to ensure compliance with FCA rules and internal policies.
• Provide day-to-day compliance advisory support to marketing and business stakeholders on financial promotions requirements.
• Assist with the ongoing development and enhancement of compliance policies, procedures, and controls.
• Support compliance monitoring activities and contribute to regulatory reporting where required.
• Keep abreast of regulatory developments and provide guidance on changes impacting financial promotions.

Key Requirements:

• Previous compliance experience within investment management or wider financial services.
• Strong knowledge of the FCA Financial Promotions regime
• Available to start within one month.

Interested? Please apply below or contact Nicole Poole at Danos Consulting to learn more.

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